Securities Compliance jobs (2,148)

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Financial Crimes & Compliance, Securities (MUSA) - Vice President

MUFG Bank, Ltd.

New York, United StatesPermanent

$120k - $151k

4 days ago

Vice President, Sanctions Compliance (securities)

Hays

Hong KongPermanent

CompetitivePromoted

6 days ago

Senior Manager/ Manager Compliance - Securities Firm

Michael Page

Hong KongPermanent

HK$720,000 - HK$900,000 per yearPromoted

7 days ago

Head of Legal and Compliance, Reputable Securities House

Capital Access Limited

Hong KongPermanent

HK$1m - HK$1m

3 days ago

FICC Compliance (40-60K), Chinese Securities

Hays

Hong KongPermanent

CompetitivePromoted

5 days ago

Trade Surveillance Associate - Equities/Exchange Traded Products (Compliance) - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

Competitive

5 days ago

Vice President, Compliance - Monitoring & Testing, US Compliance Oversight Program - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

$150k - $180k

17 days ago

Legal & Compliance - Private Wealth Legal Group - Securities Attorney, VP (BREIT)

Blackstone

New York, United StatesPermanent

$165k - $250k

1 month ago

Director, Equities Compliance Advisory - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

$185k - $225k

2 months ago

Compliance Analyst - sizeable securities firm

Robert Walters Hong Kong

Hong KongPermanent

In-OfficeNegotiable

1 day ago

Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

$100k - $130k

5 days ago

Compliance Manager, Securities Business Department

Industrial and Commercial Bank of China (Asia) Limited

Hong KongPermanent

Competitive

11 days ago

Vice President, Compliance - Monitoring & Testing, TD Securities (US)

TD Bank Group

New York, United StatesPermanent

$150k - $180k

14 days ago

Accounting Manager - KL

Charterhouse Partnership Singapore

Kuala Lumpur, MalaysiaPermanent

In-OfficeRM108k - RM144k

10 hours ago

Associate Director, Compliance M/F

Caceis

Putrajaya, MalaysiaPermanent

Competitive

2 days ago

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