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Compliance Director Japan - Global Investment Management Firm

Larson Maddox Tokyo, Japan
Posted 12 days ago Flexible Job Permanent Negotiable

Compliance Director Japan - Global Investment Management Firm

Larson Maddox Tokyo, Japan



Compliance Director, Japan

Global Real Estate Investment Manager | Tokyo

A leading global real estate investment manager is seeking an experienced Compliance Director to lead its Japan compliance function. This is a highly visible leadership role supporting a sophisticated real estate investment platform and partnering closely with senior management across Japan and APAC.



Key Responsibilities

  • Lead and oversee the Japan compliance program across regulated investment advisory and private placement activities.
  • Provide strategic compliance advice to senior leadership on regulatory obligations and business initiatives.
  • Monitor regulatory developments and assess impacts under the Japanese Financial Instruments and Exchange Act (FIEA).
  • Conduct compliance risk assessments and execute a risk-based compliance monitoring programme.
  • Enhance policies, procedures, controls, and governance frameworks.
  • Prepare regulatory and internal compliance reports.
  • Deliver compliance training and foster a strong culture of compliance.
  • Partner with regional and global compliance stakeholders on cross-border initiatives.
  • Support compliance matters across other APAC jurisdictions as required.


Requirements

  • Minimum 7 years of asset management compliance experience.
  • Strong knowledge of Japanese Financial Services Agency (FSA) regulations and the Financial Instruments and Exchange Act (FIEA).
  • Experience supporting regulated investment management, advisory, and private market activities.
  • Exposure to private markets, real estate, or alternative investments preferred.
  • Native or fluent Japanese and strong English communication skills.
  • Strong stakeholder management, analytical, and problem-solving capabilities.
  • Bachelor's degree or above.


Why Join?

  • Standalone leadership role for Japan Compliance.
  • Direct reporting line into international compliance leadership.
  • Significant interaction with senior management and investment professionals.
  • Regional exposure across Asia Pacific and global compliance teams.
  • Opportunity to join a highly regarded global alternatives investment platform with a growing presence in Japan.

For a confidential discussion regarding this opportunity, please apply directly or contact us for more information.

#ComplianceJobs #TokyoJobs #AssetManagement #RealEstate #Alternatives #InvestmentManagement #FIEA #FSA #JapanJobs #ComplianceDirector #PrivateMarkets #APACCareers


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Job ID  PR/615823
ABOUT COMPANY
New York, United States
Compliance / Legal
At Larson Maddox, we give essential guidance to leading firms by connecting them with the best In-House Counsel talent for their Regulatory & Legal ne...
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