Manager, Trade Surveillance

Morgan McKinley Hong Kong

Posted 27 days ago Permanent Competitive

Our client is a foriegn multinational brokerage firm.

Responsibilities

Conduct trade monitoring and surveillance, and review system/report outputs to provide recommendations for enhancement.
Manage projects to implement approved enhancements and changes driven by regulatory requirements.
Prepare written instructions and documentation for programmers and technology teams.
Support in hanlding trading inquiries from regulators and exchange.
Assist in drafting and maintaining policies and written supervisory procedures, and implementing remedial action plans in response to audit findings.

Requirements

Degree holder with at least 5 years of experience in trade surveillance in financial services regulator, exchange or licensed brokerage firm.
Familiar with exchange rules and handling enquiries from exchange and regulatorys.
Fluency in written and spoken English and Chinese.

Job ID JN -062026-2004083

ABOUT COMPANY

Morgan McKinley - Hong Kong

Hong Kong

48 Employees HR & Recruitment

Morgan McKinley has been successfully connecting talented candidates with career opportunities for over 30 years. It’s in our DNA to Go Beyond – above...

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