Assistant Operations Manager, Wealth Management, Operations

CITIC CLSA Hong Kong

Posted 3 days ago Permanent Competitive

Key Areas of Responsibilities

Assist supervisor to monitor internal operations procedures in strict compliance with Company’s guidelines and policies
Supervise the team members on transaction processing and clearing activities including Stock, Bond and Structure Note, Fund, IPO, etc.
Resolve trade processing and settlements issues with external parties including counterparties and clients
Attend to client’s enquiry on settlement and account status matter
Manage operational activities in relevant internal and external back office systems are operating meticulously
Assist supervisor on new products / services to be offered to clients, including the UAT process
Develop and implement comprehensive operational procedures

Requirements

Degree holder in Finance or Business Administration or related discipline(s)
Minimum 5 years’ experience in the securities/futures industry
Robust computer literacy and high numeracy
Good inter-personal and communication skill
Good command of written and spoken English and Chinese (including Putonghua)
Less experience will be considered as Operations Officer

Job ID JR002907

ABOUT COMPANY

CITIC Securities International

Hong Kong

Asset Management

CITIC CLSA provides global investors and corporate executives with insights, liquidity and capital to drive their growth strategies. Award-winning re...

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