Job Title: Analyst – EDD

Location: Central, Hong Kong

Company Overview

Our client is a global financial services company headquartered in the US, with offices in over 15 countries.

Role Overview

The role will report to the EDD manager based in Hong Kong and play a key part ensuring the firm’s compliance to the local, regional, and global financial crime regulatory obligations related to anti-money laundering, counter-terrorist financing, anti-bribery and corruption, and sanctions.

Responsibilities:

1. Conduct ongoing EDD review on existing higher risk clients’ profile and activity in accordance with established procedures and policies.
2. Prepare EDD review outcome summary in a clear and concise manner with adequate justifications.
3. Perform risk assessment, ensure timely and appropriate escalation of identified risks to management to determine the next course of action.
4. Provide an assessment regarding the client’s AML program.
5. Initiate client outreach and follow-up with client on outstanding requirements in a professional manner when applicable.
6. Maintain accurate tracking of reviews to ensure adherence to defined review schedule.
7. Assist management in maintaining robust and up-to-date procedures and policies.
8. Provide support for FCC-related examinations, audit, and projects.
9. Assist in other ad-hoc tasks assigned by the EDD manager.

Required Qualifications and Skills:

1. 1-3 years proven experience in financial industry with exposure to risk and compliance.
2. Strong working knowledge of regional AML and regulations within the brokerage services industry.
3. Excellent analytical, oral and written communication skills.
4. Solid can-do mind set and problem-solving ability.
5. Detail-oriented with outstanding organizational and project management skills.
6. Ability to work independently in a small-team environment and to multi-task with minimal supervision.
7. ACAMS, AAMLP, CFE, CFCS, Series 7, or other certifications are a plus.
8. Proficiency in English, Cantonese or Mandarin.

Company Benefits & Perks

1. Competitive Salary, annual performance-based bonus and stock grant
2. Excellent health and welfare benefits including medical, dental, specialist and in-patient
3. Competitive package of Annual Leave
4. Daily lunch ordered in house with fully stocked kitchen
5. Great work life balance
6. Unique opportunity to gain exposure to global financial products, markets and clientele
7. Opportunities for career progression and job scope expansion in a global company with growing local presence
8. Hybrid work arrangement role permitting

Please send an updated resume in English to our Managing Partner at ec(at)Harbridgepartners(dot)com

Interested in this and other roles? Please send an updated resume in English to CV[@]harbridgepartners[dot]com

Or contact +852 2523 9955 – and ask for Vanessa Wang, Edward Chen, Richard Liu, Jerry Tang.

Harbridge Partners Limited

Employment Agency License: 79129