For Recruiters

Head of Dealing

Webull Securities (Singapore) Pte. Ltd.
Kuala Lumpur, Malaysia
Posted 7 days ago Permanent Competitive
Y
Posted by
Yvette Yeo
HR Manager

Role:

  • Set-up and maintain the proper operations of the dealing function of the Company including but not limited to, maintaining and creating SOPs, best execution practices, policy manuals and documentation in the dealing function.
  • Placement and execution of all investment trades for all investment products.
  • Conduct due diligence for new and existing investment products as well as for new and existing counterparties and assist in setting up and testing trading system and connectivity.
  • Provide support to new business requirements, including expansion into other jurisdictions.
  • Liaise closely with relevant departments and stakeholders to ensure compliance in all operational areas.
  • Ability to assist in customer’s enquiries as well as assist in margin calls.
  • Provide periodic investment market updates and assist with investment and product ideas for the product team and marketing team.
  • Any other duties as assigned.

Requirements:

  • Bachelor’s degree in a related field an institution recognized by the government of Malaysia.
  • Highly familiar with the securities and futures industry.
  • Must be a CMSRL holder for dealing in securities for at least two years with at least 8 years of relevant experience in the financial services industry.
  • Must complete and pass the Certified Capital Market Professional: Dealing in Derivatives for Dealer’s Representatives programme.
  • Passed/possesses Modules 6 and 7 or 6 and 18 or 7 and 17 or 17 and 18 of the SCLE.
  • Holding dealing in derivatives experience and having pass the Certified Capital Market Professional: Dealing in Derivatives for Dealer’s Representatives programme is a plus, but not necessary.
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